Salvatore Faia, JD, CPA, CFE.

President since 2009, Chief Compliance Officer since 2004

Experience

Salvatore has served as President of the RBB Fund since 2008. He is an Investment Management Attorney and has extensive experience with Mutual Funds, Investment Advisers, Hedge Funds, Broker Dealers, and the investment management industry. His Fund experience includes Mutual Funds, Global Funds, International Funds, Long/Short and other Funds. In addition to being an experienced 1940 Act and Advisers Act attorney, he is a Certified Public Accountant, a Certified Fraud Examiner, and is AICPA Certified in International Financial Accounting Standards (IFRS), and AICPA certified in Enterprise Risk Management and Internal Controls (COSO).

Salvatore holds various FINRA Securities Licenses: Series 7 (General Securities Representative), Series 24 (Securities Principal), and Series 63 (Uniform Securities Agent) and Series 79 (Investment Banking).

Salvatore has worked on Funds, Advisers, and Broker Dealers from inception, to launch, to successful marketing. He has built Compliance Programs from the ground up, and has often worked with regulators, including the Securities and Exchange Commission, the FINRA and State agencies. He has a wealth of practical and educational experience. He participated in the SEC Break Point Task Force, and the SEC Omnibus Accounting Task Force. Salvatore is a Member of the ICI’s Chief Compliance Committee.

Salvatore received his Law Degree from the University of Pennsylvania Law School where he graduated with Order of Coif Honors, and has his Undergraduate Degree in Accounting and Finance, with summa cum laude Honors.

James G. Shaw

CFO/Treasurer and Secretary since 2016

Experience

Jim is currently the CFO/Treasurer and Secretary of The RBB Fund, Inc. He was formerly Assistant Treasurer of The RBB Fund, Inc. from 2005 -2016; from 1995 -2016, Senior Director and Vice President of BNY Mellon Investment Servicing (US) Inc. (predecessor firms include PNC Investment Services/First Data Investment Services/Fund Plan Services). Jim was previously CFO/Treasurer of FundVantage Trust, and Trainer Wortham Funds; Treasurer Chestnut Street Exchange Fund; Assistant Treasurer of the Kalmar Fund, Wilshire Funds’ and Weiss Treasury Only Money Market Fund. He also held senior level management positions at Merrill Lynch Asset Management and Bankers Trust.

Jim received his Masters in Business Administration (MBA) from Rider University and his Undergraduate Degree in Accounting (BA) from Rutgers University.

Robert Amweg

Assistant Treasurer since 2016

Experience

Since 2013, Compliance Director, Vigilant Compliance, LLC; since 2012, Previously Chief Financial Officer and Chief Accounting Officer, Turner Investments, LP (registered investment company); Certified Management Accountant.

Michael P. Malloy

Assistant Secretary since 1999

Experience

Mike is counsel for a wide range of national and multi-national financial institutions. He has significant experience in a diverse practice in investment company and investment advisor matters, corporate law, securities and finance and day-to-day business matters of corporations, partnerships and business trusts, including public and private securities offerings. Mike is a partner in the nationally ranked* Investment Management Practice Group.

*Chambers USA - https://www.chambersandpartners.com/12788/1415/Editorial/5/1
The Legal 500 United States - http://www.legal500.com/c/united-states/investment-fund-formation-and-management/mutual-registered-funds
U.S. News & World Report-Best Lawyers - http://bestlawfirms.usnews.com/search.aspx?practice_area_id=31&page=2

Jillian Bosmann

Assistant Secretary since 2017

Experience

Jillian serves as counsel to investment companies and business development companies and their boards of directors. She also advises investment managers on regulatory, compliance and corporate matters. She was named as a “Next Generation Lawyer” for Mutual/Registered Funds by The Legal 500 in 2017.*

*The Legal 500 United States - http://www.legal500.com/c/united-states/investment-fund-formation-and-management/mutual-registered-exchange-traded-funds