Legal / Compliance

RBBs compliance culture and risk governance is the foundation of our values and beliefs. We understand that staying ahead of regulatory changes is critical for shareholders and our advisors.

Salvatore Faia, JD, CPA, CFE
Chief Compliance Officer Since 2004
Michael P. Malloy
Assistant Secretary Since 1999
Jillian Bosmann
Assistant Secretary Since 2017
Mike Rosella
Partner, Corporate Department
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