Legal / Compliance

RBBs compliance culture and risk governance is the foundation of our values and beliefs. We understand that staying ahead of regulatory changes is critical for shareholders and our advisors.

Salvatore Faia, JD, CPA, CFE
Chief Compliance Officer Since 2004
Michael P. Malloy
Assistant Secretary Since 1999
Jillian Bosmann
Assistant Secretary Since 2017
Mike Rosella
Partner, Corporate Department
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A fund's investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and, if available, summary prospectus contain this and other important information about the fund, and it may be obtained by calling the fund, or visiting the fund's website (if available). Please read it carefully before investing. Mutual fund investing involves risk. Principal loss is possible.

Vigilant Distributors, LLC or Quasar Distributors, LLC is the distributor for all RBB Funds with the exception of the Penn Capital Funds, which are distributed by Foreside Fund Services, LLC.

The SEC does not approve or disapprove the shares of any mutual fund.

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